Explainers
The EU-US Data Privacy Framework, explained for vendor reviews
Solomon Amos · 7 Sep 2026 · 10 min read
Broadridge Financial Solutions
Regulatory evidence
Broadridge Financial Solutions
Broadridge Financial Solutions against third-party requirements
For each regulation, how many of the requirements it places on your vendors Broadridge Financial Solutions’s public evidence reaches. Open one for every item with its date and source.
- GDPR45%1 evidence found1 available on request1 partial evidence2 no public evidence
- UK GDPR38%1 evidence found1 partial evidence2 no public evidence
- DORA67%2 evidence found2 available on request1 partial evidence1 no public evidence
- NIS292%2 evidence found1 available on request
- HIPAA92%2 evidence found1 available on request
- PCI DSS100%2 evidence found
- EU AI Act33%2 partial evidence1 no public evidence
- ISO 27001 Annex A50%2 evidence found2 no public evidence
- SOC 2 CC9.250%1 evidence found1 no public evidence
Documents on the trust centre
What the vendor lists, typed; public items can be read now, the rest are available on request.
16 documents listed on Broadridge Financial Solutions’s trust centre
trust.broadridge.com- AI policy or governance framework
- AI Governanceon request · seen 21 Sep 2026
- Business continuity and disaster recovery plan
- BC/DRon request · seen 21 Sep 2026
- Business Continuity Plan (BCP)on request · seen 21 Sep 2026
- Disaster Recovery Plan (DRP)on request · seen 21 Sep 2026
- HIPAA assessment report
- HIPAA Reporton request · seen 21 Sep 2026
- HITRUST report
- HITRUSTon request · seen 21 Sep 2026
- Incident response plan
- Data Breach Notificationson request · seen 21 Sep 2026
- Cyber insurance certificate
- Cyber Insuranceon request · seen 21 Sep 2026
- ISO certificate
- ISO/IEC 27001on request · seen 21 Sep 2026
- ISO/IEC 27001:2022on request · seen 21 Sep 2026
- ISO 27001 statement of applicability
- ISO/IEC 27001 SoAon request · seen 21 Sep 2026
- PCI DSS attestation of compliance
- PCI DSSon request · seen 21 Sep 2026
- Penetration test report
- Application Penetration Testingon request · seen 21 Sep 2026
- Security questionnaire (SIG, CAIQ, HECVAT)
- SIGon request · seen 21 Sep 2026
- Security policy or overview
- Access Control Policyon request · seen 21 Sep 2026
- Disk Encryptionon request · seen 21 Sep 2026
Reviewing a vendor against regulations
All articlesAnalysis
The state of public compliance evidence in 2026: what 3,000 vendors actually publish
CertReports Research · 18 Sep 2026 · 12 min read
This maps third-party obligations to the vendor evidence that may support them. It is not legal advice and never a statement that a vendor or its customers comply; confirm scope and sufficiency with your counsel or auditor. “No public evidence” means nothing public was found at the last check. Citations link to the official text.