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Broadridge Financial Solutions

Security and trust center evidence

Broadridge Financial Solutions

broadridge.comAnalyticsLast verified 2 Nov 2026
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Summary

HIPAA mark, CertReports state Vendor-stated as of 2 Nov 2026HIPAAVendor-statedPCI DSS mark, CertReports state Verified as of 2 Nov 2026PCI DSSVerifiedISO/IEC 27001 mark, CertReports state Vendor-stated as of 2 Nov 2026ISO 27001Vendor-statedCSA STAR mark, CertReports state Verified as of 26 Oct 2026CSA STARVerifiedHITRUST mark, CertReports state Vendor-stated as of 2 Nov 2026HITRUSTVendor-statedEU-US Data Privacy Framework mark, CertReports state Verified as of 2 Nov 2026DPFVerified

Broadridge Financial Solutions has 3 registry-verified rows and 3 vendor-stated rows in the CertReports index, last verified 2 Nov 2026. The strongest row is HIPAA: Vendor displays a HIPAA badge on its trust centre (claim; BAA availability not yet captured). This page is independent of the vendor’s own trust centre: dates, sources and caveats come from CertReports captures.

Reviewer brief

Broadridge Financial Solutions displays a HIPAA badge on its trust centre as of 29 Oct 2026, though BAA availability has not yet been captured. Broadridge Financial Solutions is listed in the Visa Global Registry as PCI DSS validated through 31 Aug 2027, with the certification issued 27 Dec 2017 and the assessment performed by MNP LLP, as of 26 Oct 2026. Broadridge Financial Solutions states on its trust centre that it holds ISO/IEC 27001 and HITRUST, both as of 29 Oct 2026. Broadridge Financial Solutions is listed in the CSA STAR registry with a Level 2 certification and Trusted Cloud Provider status, issued 6 Jun 2019, as of 26 Oct 2026. Broadridge Financial Solutions is also listed in the EU-US Data Privacy Framework registry with an active certification issued 29 Jan 2019 and expiring 16 Apr 2027, as of 26 Oct 2026.

  • Listed in the Visa Global Registry as PCI DSS validated through 31 Aug 2027 (as of 26 Oct 2026), audited by MNP LLP.
  • Listed in the CSA STAR registry with a Level 2 certification and Trusted Cloud Provider status (as of 26 Oct 2026).
  • Displays a HIPAA badge on its trust centre; BAA availability not yet captured (as of 29 Oct 2026).

Facts only, each dated; nothing here is inferred, scored or advised. Brief generated 29 Oct 2026; it is regenerated whenever a row changes.

Among analytics vendors

3verified rows

Category median 0, across 275 indexed analytics vendors. Broadridge Financial Solutions has more verified rows than 99 percent of them.

communicationscompliance reportingdata analyticsfinancial services

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Compliance grid

No public evidence yet for SOC 2, GDPR, FedRAMP, Cyber Essentials, ISO 27701, ISO 42001. This does not mean the vendor lacks them; it means nothing public was found at the last check.

Subprocessors

No subprocessor list captured yet.

Security profile

Pen test cadence
report available

Displayed as a security profile from public statements, not as attestations, as of 2 Nov 2026.

Change history

  1. 26 Oct 2026PCI DSS renewedExpiry moved from 2027-05-31 to 2027-08-31.
  2. 26 Oct 2026PCI DSS auditor changedAuditor changed from NORDSTERN CYBERSECURITY SERVICE, S.A. de C.V. to MNP LLP.
  3. 12 Oct 2026PCI DSS auditor changedAuditor changed from MNP LLP to NORDSTERN CYBERSECURITY SERVICE, S.A. de C.V..
  4. 29 Sep 2026PCI DSS state changedState moved from Vendor-stated to Verified.
  5. 29 Sep 2026PCI DSS auditor changedAuditor changed from unknown to MNP LLP.
  6. 18 Sep 2026HIPAA evidence addedA HIPAA row entered the index with state Vendor-stated.
  7. 18 Sep 2026PCI DSS evidence no longer foundThe row was not present in the latest ingest.
  8. 18 Sep 2026HITRUST evidence addedA HITRUST row entered the index with state Vendor-stated.
  9. 18 Sep 2026ISO/IEC 27001 evidence addedA ISO/IEC 27001 row entered the index with state Vendor-stated.
  10. 18 Sep 2026PCI DSS evidence addedA PCI DSS row entered the index with state Vendor-stated.

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Evidence against regulations

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